Alpha FMC

Alpha FMC

Alpha FMC

Insight

Delays to IFPR: Swings and Roundabouts

The FCA’s Investment Firm Prudential Regime will fundamentally change the way our industry manages risk. The recent 6-month delay of implementation makes what seemed an almost impossible implementation window, more achievable; Tom Williams examines some of the key challenges.

Alpha Insights

ESG in Private Markets – it’s time to act

Alpha believes it would be a missed opportunity for firms to treat ESG as a cost or compliance issue. For Private Markets firms, embedding ESG risk factors into the decision-making and reporting processes can provide real competitive advantages at a time when investor expectations in this area are rising. As this article will explain, Private Markets industries also have their own intricacies which need to be managed in relation to ESG. Read on to find out more about responsible investing in Private Markets.

Investment Pathways – A gateway to strengthening relationships with your customer

People stick to what they know or are too scared to break the status quo. This is particularly the case when it comes to money. Despite the introduction of the Investment Pathways rules (coming into force from 1st February 2021), a significant number of clients may still miss out on investment growth due to their apprehension of getting a major life decision wrong and putting their savings at risk. Read on to find out more.

Operational Resilience in Wealth: The Impact of COVID-19

The COVID-19 pandemic has represented the ultimate Operational Resilience challenge for wealth manager systems and processes, and many firms faced the unprecedented challenge of transitioning to a fully remote working environment whilst trying to improve business resilience to meet the new regulatory requirements. Take a look at this placemat produced by our Wealth team to learn more.

The Chancellor’s Statement: Raising the Bar on Sustainable Finance for Asset Managers

A positive development for the green finance industry, but it raises several challenges for asset managers.

Explore Alpha

Alpha FMC

About Alpha

Alpha FMC helps asset and wealth managers think smarter and shape their business for the future.

Practices

We deliver specialist skills across 13 practice areas, supported by a unique blend of insight and expertise.

Clients

As well as the businesses themselves, we work with the intermediaries, platforms and service providers who form a crucial part of a dynamic industry.

Careers

We’re always looking for talented people to join us. If you think you’d be a great fit at Alpha, we’d love to hear from you.