The Digital Operational Resilience Act (DORA) introduces new regulatory obligations for financial services firms, including the requirement to maintain and submit a comprehensive Register of Information (RoI) covering ICT services, third-party providers, contractual arrangements, and dependencies. Alpha RADAR is designed to help firms move beyond compliance as a one-off exercise, and instead establish a repeatable, auditable, and operationally embedded approach to RoI management. Drawing on regulatory interpretation, industry insight, and hands-on delivery experience, our solution supports firms in designing, implementing, and operating a DORA-compliant register that is proportionate, scalable, and aligned to existing operating models.
Who this is designed for
This solution is particularly relevant for Asset Managers, Wealth Managers & Financial Institutions.
Key benefits
- Regulatory confidence – Clear alignment to DORA requirements and supervisory expectations
- Operational sustainability – Designed to support ongoing maintenance, change, and re-submission
- Workflow driven automation – Removes manual effort and reduces need for human intervention
- Auditability & traceability – Strong lineage from source systems through to regulatory outputs
- Reduced delivery risk – Leveraging Alpha FMC’s proven delivery frameworks and accelerators
Impacted stakeholders
- Technology & Architecture
- Operations & Data Management
- Risk & Compliance
- Legal & Procurement
- Third-Party Risk Management
- Senior Management & Regulatory Reporting Owners
Solution overview and approach
About the Authors
Leon Lummis
Director
Leon is a Director for Alpha and leads the Cloud Data Platform capability - specialising in the strategy, architecture and implementation of leading platforms for Asset and Wealth Managers. Through his 6+ years of experience, Leon has supported firms across a breadth of transformation journeys, across Cloud, Reporting and Investment platforms.
Ben Shenkin
Director
Ben is a Director within Alpha's Regulatory Compliance & Risk practice and has supported numerous buy-side clients with their DORA projects across gap analysis and implementation. Ben co-leads Alpha’s DORA proposition with a focus on the Register of Information.