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Consumer Duty

  • A long-exposure aerial view of the London skyline at night, featuring iconic illuminated skyscrapers like The Gherkin and The Leadenhall Building, with blurred red, yellow, and blue light trails from moving traffic in the foreground.
    Consumer duty: How to produce an effective board report

    Consumer duty: How to produce an effective board report

    Crafting an effective Consumer Duty Board report requires effective planning and use of information from monitoring and engagement throughout the…

  • A cityscape at dusk with a vibrant orange, pink, and blue sky over numerous buildings, including a prominent skyscraper with an 'OPTIV' logo.
    Alpha 2023 financial advice survey

    Alpha 2023 financial advice survey

    We are delighted to present the findings from our 2023 survey of UK Financial Advisers. In a year marked by…

  • Low-angle view of a modern building with a golden glass facade and dark grid frames, brightly lit by a sun flare.
    Consumer duty: Demonstrating value

    Consumer duty: Demonstrating value

    Following the FCA’s review of fair value frameworks, Alpha FMC’s Chris Martin, Beth Cross and Andrew Farrimond provide suggestions for…

  • Aerial view of London's cityscape at dusk, featuring illuminated skyscrapers and smaller buildings under a dramatic sky with pink, orange, and blue clouds.
    Consumer Duty – the race is on

    Consumer Duty – the race is on

    A mountain of change is required in 2023 for asset managers to be ready for Consumer Duty implementation deadlines. Claire…

  • Low-angle view of three modern skyscrapers with glass and textured facades against a bright sky, featuring a central blue glass building.
    Consumer Duty – The adviser impacts

    Consumer Duty – The adviser impacts

    In this article we consider what the FCA’s new Consumer Duty rules will mean for advisers and advice firms, we…

  • A small green tree growing from the center of an open book, flanked by stacks of old books on a wooden table in a blurred library setting.
    Consumer Duty – Where do we start?

    Consumer Duty – Where do we start?

    The FCA has put the new Consumer Duty proposals at the heart of its new three year strategy and business…